Investments

Securities litigation, arbitration and mediation require extensive knowledge of industry practices and regulations.  The Alcala Law Firm has the resources and experience with investment disputes involving stockbrokers and investment advisors.   The Alcala Law Firm team routinely handles a wide range of investment related disputes including the following:

• Individual Retirement Accounts
• Employee Stock Options
• Variable Annuities, Equity Indexed Annuities and Insurance Products
• Mutual Funds and Exchange Traded Funds (ETFs)
• Bonds & Preferred Stock
• Put and Call Options
• Private Placements

The above list is not intended to be a complete list of the numerous types of securities disputes that can arise.  For more information or to request a free consultation at no cost or obligation, please contact us.