Employment Law

Securities Industry Labor & Employment Lawyer

The Alcala Law Firm assists registered representatives and investment advisor representatives in the resolution of employment disputes, including arbitration before the Financial Industry Regulatory Authority (FINRA).

The firm has represented stockbrokers and other financial professionals in a variety of employment related areas. Our securities industry labor and employment law services include:

  • Wrongful Termination
  • Whistleblower Claims
  • Retaliatory Firing
  • Defamation (Forms U-4 and U-5)
  • Expungement
  • Unlawful Discrimination & Harassment
  • Compensation & Promissory Note Disputes
  • Disciplinary Investigations

The Alcala Law Firm has extensive securities litigation, arbitration and mediation experience. The firm’s founding member, Brett Alcala, has successfully arbitrated, litigated and mediated hundreds of securities arbitration cases.