Securities Arbitration Attorney Referrals & Co-Counsel Representation

We often accept securities arbitration referrals from other attorneys and work closely with a wide variety of law firms across the country as co-counsel. Our services include:

  • Case Evaluation
  • Claim Preparation & Drafting
  • Case Management
  • Discovery & Document Production
  • Legal Research & Strategy
  • Mediation & Settlement
  • Representation at Hearing

Click here for more information about our Practice Areas.

Referral Fees and Fee-Sharing Arrangements

Our goal is to achieve the best possible results for our clients. Referral fees and fee-sharing arrangements are provided in accordance with applicable rules of professional conduct, usually at no additional cost to the client.

Local Counsel Services for FINRA Arbitration Proceedings in California

We also serve as local counsel to out-of-state attorneys in need of a securities arbitration lawyer licensed in the State of California. FINRA requires all out-of-state attorneys to associate with a California licensed attorney in light of the decision in Birbrower, Montalbano, Condon & Frank v. Superior Court, 17 Cal. 4th 119 (1998), which holds that non-California attorneys appearing in California arbitration proceedings may be engaging in the unauthorized practice of law in violation of Calif. Business & Professions Code §6125.