Brokerage Firms

The Alcala Law Firm has handled customer cases against nearly all of the major brokerage firms and many smaller firms. Below is a partial listing of brokerage firms that ALF has filed securities arbitration claims against. In order to protect the privacy of our clients, ALF does not publicly display specific arbitration results.

A.G. Edwards & Sons

Ameritas Investment Corporation

Banc of America Investment Services – Bank of America

Bear Stearns

Brookstone Securities

CIBC Oppenheimer – CIBC World Markets

Cantella & Co.

Centaurus Financial

Charles Schwab & Co.

Citicorp Investment Services

Citigroup Global Markets

Duetsche Bank Alex Brown

E*Trade Group

First Allied Securities

First Security Van Kasper – Wells Fargo Securities

First Union Securities

Goldman Sachs

Independent Financial Group

Lehman Brothers

J.P. Morgan Securities

M.L. Stern & Co.

Merrill Lynch Pierce Fenner & Smith

Morgan Stanley Dean Witter

National Securities Corporation

Olde Securities – H&R Block

Pruco Securities

Prudential Securities

Questar Capital

Round Hill Securities

SmithBarney – Salomon Smith Barney - Citigroup

Sutro & Co.

UBS PaineWebber

U.S. Allianz Securities

Wedbush Morgan Securities

Wells Fargo Investments

Wachovia Securities