Brokerage Firms
The Alcala Law Firm has handled customer cases against nearly all of the major brokerage firms and many smaller firms. Below is a partial listing of brokerage firms that ALF has filed securities arbitration claims against. In order to protect the privacy of our clients, ALF does not publicly display specific arbitration results.
A.G. Edwards & Sons
Ameritas Investment Corporation
Banc of America Investment Services – Bank of America
Bear Stearns
Brookstone Securities
CIBC Oppenheimer – CIBC World Markets
Cantella & Co.
Centaurus Financial
Charles Schwab & Co.
Citicorp Investment Services
Citigroup Global Markets
Duetsche Bank Alex Brown
E*Trade Group
First Allied Securities
First Security Van Kasper – Wells Fargo Securities
First Union Securities
Goldman Sachs
Independent Financial Group
Lehman Brothers
J.P. Morgan Securities
M.L. Stern & Co.
Merrill Lynch Pierce Fenner & Smith
Morgan Stanley Dean Witter
National Securities Corporation
Olde Securities – H&R Block
Pruco Securities
Prudential Securities
Questar Capital
Round Hill Securities
SmithBarney – Salomon Smith Barney - Citigroup
Sutro & Co.
UBS PaineWebber
U.S. Allianz Securities
Wedbush Morgan Securities
Wells Fargo Investments
Wachovia Securities