Broker Misconduct

The Alcala Law Firms specializes in resolving disputes involving securities fraud and account mismanagement through litigation, arbitration and mediation.  The firm has successfully handled hundreds of customer cases covering a wide variety of issues.  The following list represents the type of issues that we are routinely involved in:

The above list is not intended to cover all categories or types of broker misconduct.  For more information or to request a free consultation at no cost or obligation, please contact us.