FAQs

Customer Complaints

  • Does my broker owe me money?

Securities Arbitration (Part I)

  • Do I have to submit my case to arbitration?

  • How does arbitration work?

  • How long will arbitration take?

  • How much will arbitration cost?

Securities Arbitration (Part II)

  • What type of claims are arbitrated?

  • How is arbitration started?

  • Who are the arbitrators?

  • What happens at the arbitration?

Should I Participate in a Securities Class Action or Arbitrate?

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