The Alcala Law Firms specializes in resolving disputes involving securities fraud and account mismanagement through litigation, arbitration and mediation.  The firm has successfully handled hundreds of customer cases covering a wide variety of issues.  The following list represents the type of issues that we are routinely involved in:

• Breach of Fiduciary Duty
• Unsuitability
• Overconcentration and Failure to Diversify
• Securities Fraud, Misrepresentations and Omissions
• Churning, Excessive Commissions and Fees
• Margin Trading and Excessive Leverage
• Unauthorized Trading
• Elder Financial Abuse

The above list is not intended to cover all categories or types of broker misconduct.  For more information or to request a free consultation at no cost or obligation, please contact us.