Alcala Law Firm’s primary mission is to protect investors from unfair and deceptive practices. ALF has successfully resolved hundreds of securities disputes through litigation, mediation and arbitration. ALF routinely represents clients before the Financial Industry Regulatory Authority (FINRA), the National Association of Securities Dealers (NASD), the New York Stock Exchange (NYSE) and the American Arbitration Association.
ALF’s clients include individuals, retirees, corporations, trusts, and charitable foundations who have financial disputes with their stockbrokers, investment advisors, banks and other financial professionals. ALF has helped investors recover investment losses due to account mismanagement, unsuitable or risky investments, excessive commissions or fees, churning, unauthorized transactions, securities fraud and other wrongful acts. A more complete discussion of our services can be found in the “Practice Areas” section of this site.
ALF handles cases throughout California and has relationships with attorneys nationwide. The firm’s main office is located in San Mateo, California, approximately 10 miles from the San Francisco airport.
If you have a securities dispute, please contact us to request a consultation at no cost or obligation. ALF does not charge any fees or costs to conduct a preliminary evaluation of your claim. Contingent fee arrangements are available for appropriate cases.
Recent Blog Entries
- Securities America Fined $100,000 Over IMH Secured Loan Fund & Medical Capital Sales Practices Securities America, Inc. has entered into a settlement with the Financial Industry Regulatory Authority (FINRA) and will pay a fine of $100,000 in ....
- UBS Willow Fund L.L.C. Class Action Update On December 20, 2012, a class action complaint was filed on behalf of all investors who purchased or held the UBS Willow Fund L.L.C. at any time after ....
- Update: FINRA Appeals Charles Schwab Class Action Ban This is an update to our February 21, 2013, blog post: Charles Schwab Allowed to Prevent Customer Class Action Lawsuits. Yesterday, a spokesperson for ....