Alcala Law Firm’s primary mission is to protect investors from unfair and deceptive practices. ALF has successfully resolved hundreds of securities disputes through litigation, mediation and arbitration. ALF routinely represents clients before the Financial Industry Regulatory Authority (FINRA), the National Association of Securities Dealers (NASD), the New York Stock Exchange (NYSE) and the American Arbitration Association.
ALF’s clients include individuals, retirees, corporations, trusts, and charitable foundations who have financial disputes with their stockbrokers, investment advisors, banks and other financial professionals. ALF has helped investors recover investment losses due to account mismanagement, unsuitable or risky investments, excessive commissions or fees, churning, unauthorized transactions, securities fraud and other wrongful acts. A more complete discussion of our services can be found in the “Practice Areas” section of this site.
ALF handles cases throughout California and has relationships with attorneys nationwide. The firm’s main office is located in San Mateo, California, approximately 10 miles from the San Francisco airport.
If you have a securities dispute, please contact us to request a consultation at no cost or obligation. ALF does not charge any fees or costs to conduct a preliminary evaluation of your claim. Contingent fee arrangements are available for appropriate cases.
Recent Blog Entries
- Montana Securities Regulators Take Disciplinary Action Against Securities America Over Medical Capital Fiasco On August 4, 2010, the Montana Securities and Insurance Commissioner filed a disciplinary action against Securities America and several of the firm's ....
- Securities Regulators Vow to Make the Protection of Senior Investors a Top Priority If the type of cases that are coming into my securities law firm are any indication, then claims of account mismanagement and securities fraud ....
- California Stockbroker Discipline Report for July 2010 The following information regarding broker misconduct and disciplinary activities taken against California stockbrokers was released by the Financial ....