Alcala Law Firm’s primary mission is to protect investors from unfair and deceptive practices. ALF has successfully resolved hundreds of securities disputes through litigation, mediation and arbitration. ALF routinely represents clients before the Financial Industry Regulatory Authority (FINRA), the National Association of Securities Dealers (NASD), the New York Stock Exchange (NYSE) and the American Arbitration Association.
ALF’s clients include individuals, retirees, corporations, trusts, and charitable foundations who have financial disputes with their stockbrokers, investment advisors, banks and other financial professionals. ALF has helped investors recover investment losses due to account mismanagement, unsuitable or risky investments, excessive commissions or fees, churning, unauthorized transactions, securities fraud and other wrongful acts. A more complete discussion of our services can be found in the “Practice Areas” section of this site.
ALF handles cases throughout California and has relationships with attorneys nationwide. The firm’s main office is located in San Mateo, California, approximately 10 miles from the San Francisco airport.
If you have a securities dispute, please contact us to request a consultation at no cost or obligation. ALF does not charge any fees or costs to conduct a preliminary evaluation of your claim. Contingent fee arrangements are available for appropriate cases.
Recent Blog Entries
- SEC Adopts Regulations to Preclude the Sale of Private Placements to Small Investors As repeatedly reported here in the California Securities Fraud Lawyer Blog, we have seen an exponential growth in investor complaints involving the ....
- Wells Fargo Investments Fined $2 Million for Unsuitable Reverse Convertible Note Sales Today, the Financial Industry Regulatory Authority (FINRA) announced that Wells Fargo Investments, LLC was fined $2 million for making unsuitable ....
- Ameritas Investment Corporation Suing Its Own Brokers Over Customer Losses in Sale of Private Placement As noted in a previous blog posting, ALF is pursuing an arbitration claim against Ameritas Investment Corporation on behalf of an investor who ....